WESTFIELD SPECIALTY CAPITAL, (NO. 616) LTD

Deed of undertaking dated 03 january 2013 (the undertaking) between inter alia, the society incorporated by lloyd's act 1871 by the name of lloyd's (the society), nomina no 550 LLP (the member) and the company

Created on 03 Jan 2013

Delivered on 10 Jan 2013

Status outstanding

Persons Entitled

Lloyd's, the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form MG01)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

Subject to any charge over, and assignment by the company of, the future profits of its underwriting business at lloyd's, contained in any trust deed or other instrument to which the company is, or becomes, a party pursuant to the requirements of the council relating to the provision of funds at lloyd's:- (a) the company’s right, title, interest and expectancy in and to the trust funds held at any time under any premiums trust deed to which it is a party; (b) the amounts received, at any time after a failure by the member to discharge a lloyd's obligation, by the company out of the premiums trust fund. See image for further details.

Transactions

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Deposit trust deed (third party deposit)

Created on 20 May 2010

Delivered on 25 May 2010

Status outstanding

Persons Entitled

Lloyd's, the Trustees, the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form MG01)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All the future profits of the underwriting business of the company at lloyd’s subject to any prior charge contained in the premiums trust deed.

Transactions

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Amendment and restatement lloyd's american instrument 1995 (general business for corporate members) ("the 1995 american instrument (corporate members") dated 31 july 1995 & amended on 28 december 2001, 1 april 2001, 1 august 2001, 13 february 2002, 27 september 2007 &

Created on 24 Mar 2009

Delivered on 07 Apr 2009

Status outstanding

Persons Entitled

Lloyd's, and Certain Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All the present and future assets of the member comprised in the member's dollar trust fund constituted under and pursuant to the 1995 american instrument (corporate member) full particulars of which assets are set out in clause 3 of and schedule 2 to the 1995 american instrument (corporate members). See image for full details.

Transactions

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Lloyd's american trust deed (the " trust deed")

Created on 24 Mar 2009

Delivered on 07 Apr 2009

Status outstanding

Persons Entitled

The American Trustee, All Policy Holders and Certain Other Persons or Bodies (As Defined on the Form M395)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All premiums and other moneys payable during the trust term to or for the account of the company in connection with the 1992 and prior american business and all other assets from time to time transferred to the american trustee to be held by it as part of the american trust fund, all investments and moneys and all income arising from (i)-(iii) see image for full details.

Transactions

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Charge dated 1ST january 2004 in the terms of the lloyd's united states situs excess or surplus lines trust deed (the "trust deed") but effective from 1ST january 2004

Created on 01 Jan 2004

Delivered on 20 Jan 2004

Status outstanding

Persons Entitled

The Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons or Bodies(As Further Defined on Form M395)

Amount Secured

The payment of matured claims (including claims for loss and claims for the return of unearned premium) under contracts or policies of insurance incepting on or after 1ST august 1995 underwritten by the company as a member of syndicate no.1200 (The "syndicate") (including all incidental syndicates of such syndicate) and allocable to the relevant year of account or in respect of which the company is liable as a member of the syndicate for the relevant year of account for an earlier year of account pursuant to any contract of reinsurance to close and issued to a policy holder pursuant to surplus lines or excess lines laws of any state, district, territory, commonwealth or possession of the united states (an "american policy"), all expenditures and fees of the trustee (as defined in the trust deed and being, as at the date thereof, citibank N.A. of 111 wall street, new york, usa), repayment of cash or securities advanced by the trustee to the trust held under the provisions of the trust deed, and certain transfers by the trustee to an overseas fund (as defined in the trust deed) or to the superintendent of insurance of the state of new york or other designated receiver, and for securing the other amounts and obligations referred to in the trust deed

Short Particulars

The property constituting the trust principal but excluding the investment income from time to time earned thereon. The property in the actual and sole possession of the trustee at anytime and held under the provisions of the trust deed allocable to the particular trust created by the company with respect to the particular year of account of the syndicate ("the trust fund" or "trust") ( see form 395 for further details).

Transactions

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Lloyd's kentucky joint asset trust deed dated 23 february 1996 (as supplemented and as amended from time to time by a deed of accession dated 1 january 2003)

Created on 01 Jan 2003

Delivered on 21 Jan 2003

Status outstanding

Persons Entitled

The Trustee (Being National City Bank), Lloyd's, the Kentucky Attorney-in-Fact for Underwriters at Lloyd's London and All Policyholders

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The trust fund,cash in us currency or specifically designated readily marketable securities and/or letters of credit,cash drawn down on any letter of credit at any time,further contributions to the trust fund received by the trustee,any advance of cash or securities,any investments or other assets and all interest,dividends and other income resulting from the investment of the property in the trust fund; see form 395 for details. See the mortgage charge document for full details.

Transactions

Amendment and restatement lloyd's american credit for reinsurance joint asset trust deed dated september 7,1995 (as amended and as supplemented from time to time by a deed of accession made on 1 january 2003)

Created on 01 Jan 2003

Delivered on 21 Jan 2003

Status outstanding

Persons Entitled

The Trustee (Being Citibank N.A.), Lloyd's London and All Ceding Insurers

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The trust fund,cash in us currency or specifically designated readily marketable securities and/or letters of credit,cash drawn down on any letter of credit at any time,further contributions to the trust fund received by the trustee,any advance of cash or securities,any investments or other assets and all interest,dividends and other income resulting from the investment of the property in the trust fund; see form 395 for details. See the mortgage charge document for full details.

Transactions

Amendment and restatement lloyd's american surplus or excess lines insurance joint asset trust deed dated september 7,1995 (as amended and as supplemented from time to time by a deed of accession made on 1 january 2003)

Created on 01 Jan 2003

Delivered on 21 Jan 2003

Status outstanding

Persons Entitled

The Trustee (Being Citibank N.A.), Lloyd's, All Policyholders and Third-Party Claimants

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The trust fund,cash in us currency or specifically designated readily marketable securities and/or letters of credit,cash drawn down on any letter of credit at any time,further contributions to the trust fund received by the trustee,any advance of cash or securities,any investments or other assets and all interest,dividends and other income resulting from the investment of the property in the trust fund; see form 395 for details. See the mortgage charge document for full details.

Transactions

Deposit trust deed (the "trust deed")

Created on 13 Dec 2002

Delivered on 23 Dec 2002

Status outstanding

Persons Entitled

The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, the and the Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All the underwriting obligations of the company incurred by the company as an underwriting member of the society at any time before the termination date (being the 80TH anniversary of the date of the trust deed) including obligations to the society and the trustees and obligations arising under: (a) the byelaws, regulations, rules, directions or other requirements of the society; and (b) any deed, contract, instrument or other arrangement of any kind approved by the society; but not including obligations arising in respect of any letter of credit, guarantee or other security given to secure the performance of any of the said underwriting obligations in favour of the person giving such guarantee or other security

Short Particulars

Such moneys or other property approved by the council of lloyd's and paid or transferred by the company to or under the direct or indirect control of the society and entered in the records maintained by the society to be held by the society as trustee upon and with and subject to the trusts powers and provisions set out in the trust deed (and all accumulations of income and the investments and other property for the time being representing the same), all moneys or other property paid or transferred to or under the direct or indirect control of the trustees (being the society and the other trustees for the time being of the trusts created by the trust deed) at any time after the execution of the trust deed and all accumulations of income and investments and other property for the time being representing the same.

Transactions

Security and trust deed (letter of credit and bank guarantee) (the "trust deed")

Created on 13 Dec 2002

Delivered on 23 Dec 2002

Status outstanding

Persons Entitled

The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, Thebeneficiaries and the Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All the underwriting obligations of the company incurred by the company as an underwriting member of the society at any time before the termination date (being the 80TH anniversary of the date of the trust deed) including obligations to the society and the trustees (being the society and the other trustees for the time being of the trusts created by the trust deed) and obligations arising under: (a) the bye laws, regulations, rules, directions or other requirements of the society; and (b) any deed, contract, instrument or other arrangement of any kind approved by the society; but not including obligations arising in respect of any letter of credit, guarantee or other security given to secure the performance of any of the said underwriting obligations in favour of the person giving such guarantee or other security, all sums from time to time payable to the trustees under the covenant of the company with the trustees set out at clause 2(d) of the trust deed

Short Particulars

All future profits of the underwriting business of the company at lloyd's, subject to any prior charge contained in the premiums trust deed, all moneys or other property after the date of the trust deed at any time paid or transferred to or under the direct or indirect control of the trustees upon the trusts of the trust deed and all accumulations of income and the investments and other property after the date of the trust deed for the time being representing the same.

Transactions

Security and trust deed (letter of credit and bank guarantee) (the "trust deed")

Created on 13 Dec 2002

Delivered on 23 Dec 2002

Status outstanding

Persons Entitled

The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, Thebeneficiaries and the Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All the underwriting obligations of the company incurred by the company as an underwriting member of the society at any time before the termination date (being the 80TH anniversary of the date of the trust deed) including obligations to the society and the trustees (being the society and the other trustees for the time being of the trusts created by the trust deed) and obligations arising under: (a) the bye laws, regulations, rules, directions or other requirements of the society; and (b) any deed, contract, instrument or other arrangement of any kind approved by the society; but not including obligations arising in respect of any letter of credit, guarantee or other security given to secure the performance of any of the said underwriting obligations in favour of the person giving such guarantee or other security, all sums from time to time payable to the trustees under the covenant of the company with the trustees set out at clause 2(d) of the trust deed

Short Particulars

All future profits of the underwriting business of the company at lloyd's, subject to any prior charge contained in the premiums trust deed, all moneys or other property after the date of the trust deed at any time paid or transferred to or under the direct or indirect control of the trustees upon the trusts of the trust deed and all accumulations of income and the investments and other property after the date of the trust deed for the time being representing the same.

Transactions

Lloyd's united states situs credit for reinsurance trust deed

Created on 01 Dec 2002

Delivered on 12 Dec 2002

Status outstanding

Persons Entitled

The American Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons Orbodies

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The principal at any time but excluding the investment income, the property in the actual and sole possession of the trustee at any time and held under the provisions of the trust deed (as defined), cash in us currency or specifically designated readily marketable securities and/or letters of credit substituted by the agent (as defined), cash drawn down on any letter of credit at any time and held as an asset of the trust fund (as defined) further contributions (as defined), any advance of cash or securities by the trustee to the trust fund (as defined), any investments or other assets. See the mortgage charge document for full details.

Transactions

Lloyd's kentucky trust deed

Created on 01 Dec 2002

Delivered on 12 Dec 2002

Status outstanding

Persons Entitled

The American Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons Orbodies

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The principal at any time but excluding the investment income, the property in the actual and sole possession of the trustee at any time and held under the provisions of the trust deed (as defined), cash in us currency or specifically designated readily marketable securities and/or letters of credit substituted by the agent (as defined), cash drawn down on any letter of credit at any time and held as an asset of the trust fund (as defined) further contributions (as defined), any advance of cash or securities by the trustee to the trust fund (as defined), any investments or other assets. See the mortgage charge document for full details.

Transactions

A charge dated 25 may 2001 in the terms of the lloyd's canadian margin fund trust deed ("the trust deed")

Created on 25 Nov 2002

Delivered on 11 Nov 2003

Status outstanding

Persons Entitled

Royal Trust Corporation of Canada (The Trustee)

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All interest of the company in present and future assets comprised in the margin fund constituted under the trust deed including the following (a) the contributions paid to the margin fund by or on behalf of the company pursuant to the lloyd's canadian business requirements of the council of lloyd'S.. See the mortgage charge document for full details.

Transactions

Lloyd's south african trust deed made on 15 january 1999 between the society of lloyd's and standard trust limited and any person acceding to the trust deed

Created on 01 Oct 2002

Delivered on 14 Oct 2002

Status outstanding

Persons Entitled

Lloyd's of London and Its Successors and Other Trustees

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All assets comprised in the parts of the fund relating to the corporate member constituted under and pursuant to the trust deed and all monies investments income gains and other assets thereon.

Transactions

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Lloyd's united states situs excess or surplus lines trust deed ("the trust deed") dated 1 october 2002 (in respect of syndicate no.1200 (Including all incidental syndicates of such syndicate) (but effective from 1 october 2002 and the first day of the relevant calendar year with respect to each trust which relates to any other year of account of the syndicate)

Created on 01 Oct 2002

Delivered on 08 Oct 2002

Status outstanding

Persons Entitled

The Trustee (Being, as at the Date Hereof, Citibank N.A.), Lloyd's, the Agent, All Policyholders and Third-Party Claimants and Certain Other Persons or Bodies (as Further Defined on Form M395)

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The property constituting the trust principal but excluding the investment income from time to time earned thereon. The property in the actual and sole possession of the trustee at any time and held under the provisions of the trust deed allocable to the particular trsut created by the company with respect to the particular year of account of the syndicate. Cash in us currency or specifically designated readily marketable securities and/or letters of credit substituted by the agent at any time for any cash or assets then forming part of the trust fund.

Transactions

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Charge in the terms of the lloyd's illinois licensed and 1104 multiple trust deed (the "trust deed"), itself constituted by an instrument of the same date and

Created on 10 Sep 2002

Delivered on 11 Nov 2003

Status outstanding

Persons Entitled

Mellon Trust Company of Illinois as Trustee (See Form 395 for Full Details)

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All present and future assets comprised in the corporate members trust fund constituted under and pursuant to the trust deed including all monies (including future accretions to the trust fund) investments, income, gains and other assets representing or accruing to that trust fund.

Transactions

Security and trust deed (letter of credit and bank guarantee) (the "trust deed")

Created on 03 Sep 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All the underwriting obligations of the company incurred by the company as an underwriting member of the society at any time before the termination date (being the 80TH anniversary of the date of the trust deed) including obligations to the society and the trustees (being the society and the other trustees for the time being of the trusts created by the trust deed) and obligations arising under: (a) the bye laws, regulations, rules, directions or other requirements of the society; and (b) any deed, contract, instrument or other arrangement of any kind approved by the society; but not including obligations arising in respect of any letter of credit, guarantee or other security given to secure the performance of any of the said underwriting obligations in favour of the person giving such guarantee or other security, all sums from time to time payable to the trustees under the covenant of the company with the trustees set out at clause 2(d) of the trust deed

Short Particulars

All future profits of the underwriting business of the company at lloyd's, subject to any prior charge contained in the premiums trust deed, all moneys or other property after the date of the trust deed at any time paid or transferred to or under the direct or indirect control of the trustees upon the trusts of the trust deed and all accumulations of income and the investments and other property after the date of the trust deed for the time being representing the same.

Transactions

Security and trust deed (letter of credit and bank guarantee) (the "trust deed")

Created on 03 Sep 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Society Incorporated by Lloyd's Act 1871 by the Name of Lloyd's, the Trustees, the Beneficiaries and the Other Persons or Bodies (As Further Defined on Form M395)

Amount Secured

All the underwriting obligations of the company incurred by the company as an underwriting member of the society at any time before the termination date (being the 80TH anniversary of the date of the trust deed) including obligations to the society and the trustees (being the society and the other trustees for the time being of the trusts created by the trust deed) and obligations arising under: (a) the bye laws, regulations, rules, directions or other requirements of the society; and (b) any deed, contract, instrument or other arrangement of any kind approved by the society; but not including obligations arising in respect of any letter of credit, guarantee or other security given to secure the performance of any of the said underwriting obligations in favour of the person giving such guarantee or other security, all sums from time to time payable to the trustees under the covenant of the company with the trustees set out at clause 2(d) of the trust deed

Short Particulars

All future profits of the underwriting business of the company at lloyd's, subject to any prior charge contained in the premiums trust deed, all moneys or other property after the date of the trust deed at any time paid or transferred to or under the direct or indirect control of the trustees upon the trusts of the trust deed and all accumulations of income and the investments and other property after the date of the trust deed for the time being representing the same.

Transactions

A charge dated 15TH january 1999 in the terms of the lloyd's south african transitional trust deed (the "trust deed") itself constituted by an instrument

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons or Bodies (Asfurther Defined on Form M395)

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All the present and future assets comprised in the trust fund constituted under and pursuant to the trust deed full particulars of which are set out in the trust deed, including the following: (a) the contributions paid by or on behalf of the corporate member; (b) any amount transferred to the trust in accordance with paragraph (8)(1)(b) of schedule 3 to the act from the deposit; (c) any amount owing to the corporate member and paid by the trust by a lloyd's correspondent; (d) all monies investments income gains and other assets at any time representing or accruing to the contributions or the amounts referred to at A.to C. above.

Transactions

Charge in the terms of the lloyd's asia (offshore policies) instrument 2002(general business of all underwriting members) (the offshore policies instrument)

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Society (Lloyds) and the Managing Agents Offshore Policies Trustees of Any Managing Agent(as Further Described on Form M395)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All present and future assets of the member comprised in the members offshore policies trust fund constituted under and pursuant to the offshore policies instrument, all premiums, reinsurance recoveries, rights of salvage and subrogation and other monies whatsoever in connection with the members offshore policies business and all interest of the member therein. All offshore policies rights of recoveries, all further assets, all interest, dividends and other income and all assets now or for the time being representing the foregoing.

Transactions

Charge dated 6 june 2000 in the terms of the lloyd's australian trust deed ("the trust deed")

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

Lloyd's the Trustee

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

The share of the corporate member in all the present and future assets comprised in the trust fund constituted under and pursuant to the trust deed including all monies investments income gains and other assets representing or accruing to that share.

Transactions

Charge dated 6 june 2000 in the terms of the lloyd's australian joint asset trust deed (no.2) ("the trust deed")

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

Lloyd's the Trustee

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All the present and future assets comprised in the trust fund constituted under and pursuant to the trust deed including all monies, investments, income, gains and other assets representing or accruing to the trust fund.

Transactions

A charge dated 15TH january 1999 in the terms of the lloyd's south african trust deed (the "trust deed") itself constituted by an instrument

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Trustee, Lloyd's, the Agent, All Policy Holders and Certain Other Persons or Bodies (Asfurther Defined on Form M395)

Amount Secured

All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All the present and future assets comprised in the parts of the fund relating to the corporate member constituted under and pursuant to the trust deed full particulars of which are set out in the trust deed including the following: (a) the contributions paid by or on behalf of the corporate member (b) any amount owing to the corporate member and paid to the trust by a lloyd's correspondent and (c) all monies investments income gains and other assets.

Transactions

Charge in the terms of the lloyd's asia (singapore policies) instrument 2002(general business of all underwriting members) (the singapore policies instrument)

Created on 23 Aug 2002

Delivered on 12 Sep 2002

Status outstanding

Persons Entitled

The Society (Lloyds) and the Managing Agents Singapore Policies Trustees of Any Managing Agent(as Further Described on Form M395)

Amount Secured

All sums due or to become due under the terms of the aforementioned instrument creating or evidencing the charge

Short Particulars

All present and future assets of the member comprised in the members singapore policies trust fund constituted under and pursuant to the singapore policies instrument, all premiums, reinsurance recoveries, rights of salvage and subrogation and other monies whatsoever in connection with the members singapore policies business and all interest of the member therein. All singapore policies rights of recoveries, all further assets, all interest, dividends and other income and all assets now or for the time being representing the foregoing.

Transactions